co-comply Core
Assisting you with compliance
automation and oversight
Unlock critical regulatory information that is currently dispersed across the firm in spreadsheets, emails or network drives. Improve your visibility and oversight. Regardless of whether you insource or outsource compliance, provide everyone with access to a shared platform where they can respond to regulatory tasks assigned to them, and record and evidence the completion of these. Elevate compliance by providing employees with greater access and visibility of the firm’s policies and procedures.
Regulation, legislation and rules surround financial services and change is constant. In this environment firms need to deploy different approaches, from outsourcing operations and compliance to expanding internal teams. But how does senior management keep track of everything that must to be done across this complex landscape? co-comply provides you with centralised dashboards and automated alerts that provide the necessary visibility and control, to enable you to discharge your regulatory oversight responsibilities.
With a zero-IT footprint, see how you can quickly switch-on this solution to impress and reassure regulators or investors. co-comply will improve the efficiency, the effectiveness, and the oversight of your compliance processes and controls. Once configured, co-comply will automatically track and alert you to pending breaches of your regulatory obligations, or upcoming activities that need to be completed regardless of whether the ownership lies internally or externally to the firm.
Assisting you with compliance
automation and oversight
Assisting you with employee
conflicts management